Treasury Building, Harambee Avenue, Nairobi | +254 20 225 2299
Republic of Kenya — National Treasury

Financial & Sectoral
Affairs Department

Mandated to coordinate, develop and oversee policies, legal frameworks and sectoral strategies that promote the growth, stability, efficiency and inclusiveness of Kenya's Financial Services Sector.

Aligned with Kenya Vision 2030 and the Bottom-Up Economic Transformation Agenda (BETA). The Department serves as the link between the National Treasury and Financial Sector Regulators.

5
Divisions & Units
6
Financial Sub-sectors
0
Publications
Directorate: Budget, Fiscal and Economic Affairs
Location: Treasury Building, Nairobi
Background

Who We Are

The Financial and Sectoral Affairs Department (FSAD) within the National Treasury is mandated to coordinate, develop, and oversee policies, legal frameworks, and sectoral strategies that promote the growth, stability, efficiency, and inclusiveness of Kenya's Financial Services Sector.

This mandate is aligned with Kenya Vision 2030, which is anchored on three pillars: Economic, Social, and Political. Under the Economic Pillar, the Financial Services Sector (FSS) is identified as one of the eight priority sectors critical to achieving the targeted 10 percent annual average real GDP growth and supporting sustainable national development.

Vision for the Financial Services Sector

"To create a vibrant and globally competitive financial sector that promotes a high level of savings to finance Kenya's investment needs."

In addition, the Government's Bottom-Up Economic Transformation Agenda (BETA) recognises the Financial Services Sector as a key enabler in achieving national socio-economic development. BETA focuses on five core pillars: Agriculture, MSMEs, Housing and Settlement, Healthcare, and Digital Superhighway and Creative Economy. An efficient and inclusive financial sector is essential in supporting these pillars through access to finance, investment mobilisation, and financial stability.

The Department falls under the Budget, Fiscal and Economic Affairs Directorate and serves as the link between the National Treasury and Financial Sector Regulators and other sectors of the economy.

Department Units
  • Financial Affairs Division
  • Sectoral Affairs Division
  • Climate Finance and Green Economy Unit
  • Credit Guarantee Scheme Unit
  • Projects and Programs Unit
BETA Pillars Supported
  • Agriculture
  • Micro, Small and Medium Enterprises (MSMEs)
  • Housing and Settlement
  • Healthcare
  • Digital Superhighway and Creative Economy
Functions

Our Mandate

1
Policy & Regulatory Frameworks

Develop policies, legal and regulatory frameworks that guide the operations of the Financial Services Sector with the objective of promoting stability, efficiency and access to financial services.

2
Sectoral Policy Research & Collaboration

Formulate, review, analyse and undertake research on sectoral policies in collaboration with Ministries, Departments and Agencies (MDAs) to support national development goals.

3
International Treaties & Regional Integration

Provide support in international treaties and regional financial integration initiatives.

4
AML / CTF / CPF Compliance

Facilitate and coordinate compliance with international standards and best practices in combating Money Laundering, Terrorism Financing and Proliferation Financing (ML/TF/PF).

Coverage

Financial Services Sector

Six sub-sectors comprising Kenya's Financial Services Sector, each with a dedicated regulator

1
Banking Sub-sector
  • Commercial Banks
  • Mortgage Finance Institutions
  • Microfinance Banks
Central Bank of Kenya (CBK)
2
Capital Markets Sub-sector
  • Nairobi Securities Exchange (NSE)
  • Stockbrokers
  • Investment Banks
  • Fund Managers
Capital Markets Authority (CMA)
3
Insurance Sub-sector
  • Insurance Companies
  • Insurance Brokers & Agents
  • Reinsurers
  • Insurance Service Providers
  • Policyholders Compensation Fund (PCF)
Insurance Regulatory Authority (IRA)
4
Retirement Benefits Sub-sector
  • Pension Funds / Retirement Benefit Schemes
  • Trustees & Administrators
  • Fund Managers
  • Custodians
Retirement Benefits Authority (RBA)
5
SACCO Sub-sector
  • Savings and Credit Cooperative Organizations (SACCOs)
SACCO Societies Regulatory Authority (SASRA)
6
Non-Bank Financial Institutions (NBFIs) Sub-sector
  • Unclaimed Financial Assets Management
  • Anti-Money Laundering (AML)
  • Counter-Terrorism Financing (CTF)
  • Counter Proliferation Financing (CPF)
Financial Reporting Centre (FRC) / UFAA
Process

Policy Development

The Department plays a central role in financial sector policy development through the following steps

1

Identification of policy issues or gaps.

2

Development of a policy concept note.

3

Conducting stakeholder analysis.

4

Leading inter-agency consultations during policy development.

5

Submission of the policy to Cabinet through a Cabinet Memorandum.

6

Development of a policy implementation strategy with relevant stakeholders.

7

Monitoring, evaluation, and reporting on policy implementation.

Active Work

Current Policy Initiatives

Approved
Retirement Benefits Policy

Approved; implementation strategy under development.

Cabinet Approved
National Policy on Virtual Assets and VASPs

Approved by Cabinet. VASP Act, 2025 enacted.

Final Stages
Insurance Policy

At final stages of development.

CAB Memo Signed
Public Transport Sector Safety and Insurance Policy

Cabinet Memorandum signed by the Cabinet Secretary and submitted to the Attorney General.

In Development
Collective Investment Schemes (CIS) Policy

Development ongoing — first draft completed.

Zero Draft
Unclaimed Financial Assets Authority (UFAA) Policy

Development ongoing — zero draft.

In Progress
Macroprudential Policy Framework

Multi-agency team constituted.

In Development
National Payments Policy

Development ongoing.

Implementation

Planning, Budgeting & Programmes

Budget — MTEF
  • Ensuring alignment of sector policies with annual budgets and medium-term priorities
  • Contributing to the preparation of the Budget Policy Statement (BPS), Budget Review and Outlook Paper (BROP), and Budget Estimates
  • Analysing budget proposals submitted by financial sector regulators
Medium-Term Planning
  • Development of Financial Services Sector Plans for the Medium-Term Plans (MTPs)
  • Monitoring and reporting on implementation of sector targets
  • Implementation of the National Financial Inclusion Strategy
Project Planning & Management
  • Design and implementation of financial sector projects and programmes
  • Ensuring alignment with sector objectives and national development priorities
  • Monitoring project implementation and recommending areas for improvement
Current Programmes

Financing Locally-Led Climate Action (FLLoCA) Program

Rural Kenya Financial Inclusion Facility

Supporting Access to Finance and Enterprise Recovery (SAFER) Program

Cabinet Approved
7 Government Policies Published
View All Policies
Questions about FSAD?

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